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Regulatory and Compliance

Regulatory and Compliance

This channel receives regulatory and compliance enquiries — including questions on anti-money-laundering and sanctions matters — and confidential disclosures of wrongdoing. Please select the type of submission below.

Regulatory or compliance enquiry

This form is for enquiries on anti-money-laundering and sanctions matters, regulatory questions, and general compliance correspondence addressed to the Group’s compliance function. If you wish instead to disclose suspected wrongdoing, please select Option B above.

Section 1 — About you
Section 2 — Your enquiry

Your enquiry is directed to the Group’s compliance function. The personal data submitted is processed by The NeoBankers Group Limited as controller, in accordance with the Privacy and Cookie Policy.

Confidential disclosure — please read

This channel is for the disclosure of suspected wrongdoing. A disclosure made in the public interest may be a protected disclosure under the Public Interest Disclosure Act 1998, which provides protection for the person making it.

You may disclose your identity in confidence — the Company will treat it as confidential so far as it is able, consistent with a proper investigation and with any legal obligation. An anonymous route is described below.

Anonymous disclosures. Until the Group’s secure reporting channel is live, a disclosure sent through this form reaches the Group from your own e-mail address. If you wish to remain anonymous, do not use this form: write by post to the registered office, marked “Confidential — Whistleblowing”, without a sender name, or report to a prescribed person (for example the FCA, HMRC or the Serious Fraud Office) as set out in the Whistleblowing Policy.

Section 1 — About you
Provided only so the Company may acknowledge the disclosure and, if needed, ask for further information. It will be held in confidence.
Section 2 — The disclosure

This disclosure is sent to the Group’s compliance function. It is treated in confidence so far as the law and a proper investigation permit.

Receive publications by email

The NeoBankers Group Limited (“the Company”) sends new publications, usually no more than once a month. Every email contains a one-click unsubscribe link. All content on this website remains available without subscribing.
Topics (optional)

If you select no topics, you will receive publications on all of them.

You may withdraw your consent at any time, using the unsubscribe link in every email or the Data protection request form. Withdrawal does not affect the lawfulness of processing before it.

Subscriptions are not yet open. When they open, you will be subscribed only after confirming your address through the link the Company sends you (double opt-in). The Company will use your email address solely to send the publications you have selected and to keep a record of your consent. Your address will be kept until you unsubscribe; the record of your consent and of its withdrawal will be kept for two years after you unsubscribe, to demonstrate compliance. Optional details will be used solely to address you by name and to understand, in aggregate, who reads the Company’s publications. See the Privacy and Cookie Policy. This list is not used to communicate financial promotions.